1 Introduction
2 Review of literature
3 Method
Table 1 Nomenclature of Indicator with Examples. |
Functions (F) |
---|
Improvement / Addition / Reduction This function of indicator explains the addition or enhancement of an existing phenomenon in quantitative or qualitative form. (Example: Improvement in economic gains such as increased employment, health cost cut (Weiss, 2007)) |
Creation This function of indicator focuses on the creativity in the form of the development of new knowledge, theory, technique, method, technology, approach, opportunity or any workflow. (Example: Creation of prevention methods for clinical practice (Trochim et al., 2011)) |
Recognition This function explains the recognition of effort in the form of outstanding quality by the peers or experts such as in the form of awards, promotions, meritorious selection and work showcasing etc. This recognition can be of the research, the researcher or the research institute. (Example: Receiving an award on research (Kuruvilla et al., 2006)) |
Obsoleting / Replacing This function elaborates the policy, law, regulation to obsolete or disuse the existing phenomena to overcome the future negative impacts. (Example: Change in law to obsolete the existing method of drug approval (Maliha, 2018)) |
Context (C) |
Target (t) Contextual targets in research impact science include knowledge, service, policy, law, guideline, system, technology, procedure, method, framework, workflow, publication, patent, product, stakeholder, citation, literature gaps, intellectual challenges, scholarly issues, relationships, collaborations, and networks etc. These are the key areas but usually partial in contextual understanding. |
Domain (d) The contextual domain is the main area or field of interest of the indicator system designer such as health, education, economy, environment, academia, medical science, chemistry, history, multidisciplinary etc. The main body of knowledge and elaboration of indicators are always from the domain language. The domain is the main component of the indicator, which specialised the context and application of the indicator. However, the level of the domain is subject to the interest and perspective of impact evaluator. |
4 Results and discussion
4.1 Search outcome and identification of indicators
4.2 Nomenclature
4.3 Taxonomical analysis
Figure 1. Evidence-based taxonomical characteristics of indicators, (A) Scale of indicators, (B) Complexity of indicators, (C) Functions of indicators, (D) Domains of indicators, and (E) Target areas of indicators. |
Figure 2. Cross-constructs distribution of indicators characteristics, (A) Functional distribution of target areas in indicators, (B) Domain distribution of target areas in indicators, and (C) Functional distribution of domains in indicators. |
4.4 Limitations of the study
5 Conclusion and future direction
Author contributions
Appendix 1. Indicators identified in literature
Ref | Indicator | Reference | Measure | Qualitative/Quantitative |
---|---|---|---|---|
1 | Identification of research gaps, questions and new research dimension | (Heller & de Melo-Martín, 2009; Kuruvilla, Mays, Pleasant, & Walt, 2006; W. M. Trochim, Marcus, Masse, Moser, & Weld, 2008; Weiss, 2007) | Yes / NoŦ | Qualitative |
2 | Development of a new technique for data collection and new data | (Heller & de Melo-Martín, 2009; Sung et al., 2003) | Yes / NoŦ | Qualitative |
3 | Creation of a research method or extension of existing by involving new approach and technique | (Kuruvilla et al., 2006; W. M. Trochim et al., 2008) | Yes / NoŦ | Qualitative |
4 | Defining the concept and subject vocabulary in a more comprehensive way | (Mankoff, Brander, Ferrone, & Marincola, 2004; W. M. Trochim et al., 2008) | Yes / NoŦ | Qualitative |
5 | Formation of research groups and collaborate in multidimensional research | (S. R. Hanney, Grant, Wooding, & Buxton, 2004; Heller & de Melo-Martín, 2009; Kuruvilla et al., 2006; W. M. Trochim et al., 2008) | Yes / NoŦ | Qualitative |
6 | Recruitment of skilled researchers | ../../../../Google Drive/Working/001 PhD Work/00103 Paper 1/Drafting/Indicators v2.xlsx - RANGE!_ENREF_68 (Heller & de Melo-Martín, 2009) | How many researchers are recruited? | Quantitative |
7 | Development of communities of science, new grant programmes; replication and new research | (S. Hanney, Buxton, Green, Coulson, & Raftery, 2007) | Yes / NoŦŦ | Mixed |
8 | Effective planning and addressing future research | ../../../../Google Drive/Working/001 PhD Work/00103 Paper 1/Drafting/Indicators v2.xlsx - RANGE!_ENREF_51 (Gordon & Meadows, 1981) | Yes / NoŦ | Qualitative |
9 | Research capacity building for an individual or a group of researchers | (Buxton & Hanney, 1996; Raftery, Hanney, Greenhalgh, Glover, & Blatch-Jones, 2016) | How many researchers are trained? | Quantitative |
10 | Preparing a better procedure for researchers induction | (Heller & de Melo-Martín, 2009; Sung et al., 2003) | Yes / NoŦ | Qualitative |
11 | Improvement in ethical approval processes for better decisions and timeliness | (Pober, Neuhauser, & Pober, 2001; Sung et al., 2003) | Yes / NoŦ | Qualitative |
12 | Formation of new research teams and projects | (Pober et al., 2001) | How many projects and teams are established? | Quantitative |
13 | Successful completion of ongoing research with the achievement of set targets | (Weiss, 2007) | Yes / NoŦŦ | Mixed |
14 | Retention of research team by involving in productivity and future research | (Heller & de Melo-Martín, 2009; Kuruvilla et al., 2006; Nathan, 2002) | How many members are retained? | Quantitative |
15 | Advancement in numbers and quality of research and research teams | (Nathan, 2002; Pober et al., 2001; W. M. Trochim et al., 2008; Weiss, 2007) | Yes / NoŦŦ | Mixed |
16 | Enhancement of research process, behaviour and procedural protocols | (Heller & de Melo-Martín, 2009; Pober et al., 2001; Sung et al., 2003) | Yes / NoŦ | Qualitative |
17 | Recognition and leadership of researchers in the research domain | (Kuruvilla et al., 2006; Pober et al., 2001) | Yes / NoŦ | Qualitative |
18 | Improvement of research communication between researchers and research organizations | (Heller & de Melo-Martín, 2009; Mankoff et al., 2004) | Yes / NoŦ | Qualitative |
19 | Serving of research staff on a higher level in more advanced organizations at national and international level | (Kuruvilla et al., 2006; Sung et al., 2003) | Yes / NoŦ | Qualitative |
20 | Improvement in research culture and overall environment | (Heller & de Melo-Martín, 2009; Kessler & Glasgow, 2011; Mankoff et al., 2004; Pober et al., 2001; Sung et al., 2003) | Yes / NoŦ | Qualitative |
21 | Identification and overcoming of the research process constraints | (Heller & de Melo-Martín, 2009; Pober et al., 2001) | Yes / NoŦ | Qualitative |
22 | Improved willingness and tangible measures for practice-based and applied research | (Westfall, Mold, & Fagnan, 2007) | Yes / NoŦ | Qualitative |
23 | Development of improved analytical methods for existing data | (Kessler & Glasgow, 2011; Kuruvilla et al., 2006; W. M. Trochim et al., 2008; Weiss, 2007) | Yes / NoŦ | Qualitative |
24 | Improvement in multi-disciplinary research methods | (Kuruvilla et al., 2006) | Yes / NoŦ | Qualitative |
25 | Creation of methods for cross domains results in interpretation and synthesis | (Kuruvilla et al., 2006; Pang et al., 2003) | Yes / NoŦ | Qualitative |
26 | Embracing the innovative methods for measuring the research outcome | (Dougherty & Conway, 2008; W. M. Trochim et al., 2008) | Yes / NoŦ | Qualitative |
27 | Discovery of new or advanced research findings | (Lavis, Ross, McLeod, & Gildiner, 2003; Mankoff et al., 2004) | Yes / NoŦ | Qualitative |
28 | Discovery of novel knowledge or innovative techniques | (S. R. Hanney et al., 2004; Kalucy, Jackson-Bowers, McIntyre, & Reed, 2009; Lavis et al., 2003; W. Trochim, Kane, Graham, & Pincus, 2011) | Yes / NoŦ | Qualitative |
29 | Demonstration of an efficient way of treatment | (Lavis et al., 2003; W. Trochim et al., 2011; Woolf, 2008) | Yes / NoŦ | Qualitative |
30 | Development of new research devices or products for better results | (ARC, 2018; Kalucy et al., 2009; Lavis et al., 2003; Mankoff et al., 2004; Pang et al., 2003) | Yes / NoŦŦ | Mixed |
31 | Obtaining patents for new devices or products | (ARC, 2018; Kuruvilla et al., 2006; Lavis et al., 2003; Lewison, 2003; Sarli, Dubinsky, & Holmes, 2010) | How many patents are obtained? | Quantitative |
32 | Identification or validation of new biomarkers for better healthcare | (Lavis et al., 2003; Zerhouni, 2007) | Yes / NoŦ | Qualitative |
33 | Use of research outcomes and discoveries into the advancement of research related to animals and humans | (Pober et al., 2001; Woolf, 2008; Zerhouni, 2007) | Yes / NoŦ | Qualitative |
34 | Receiving an award on research | (Kuruvilla et al., 2006) | How many awards are received? | Quantitative |
35 | The increment in number and proportion of research grant submissions and awards | (ARC, 2018; Lavis et al., 2003; Lewison, 2003; Weiss, 2007) | What is the proportion of success of grant award? | Quantitative |
36 | Increase in the quantity of publications in high ranking journals as a research outcome | (Buxton & Hanney, 1996; Kuruvilla et al., 2006; Lewison, 2003; Pang et al., 2003; Weiss, 2007) | How many publications are produced in high ranking journals? ŦŦŦ | Quantitative |
37 | Increase in the total impact factor gained by publishing research in high ranking journals | (ARC, 2018; Archambault & Lariviere, 2009; RAND Europe, 2006; Weiss, 2007) | How much impact factor is gained? ŦŦŦ | Quantitative |
38 | Increase in the conference papers and presentations organized on national or international levels. | (ARC, 2018; Kalucy et al., 2009; Lewison, 2003) | How many conference papers and presentations are produced? ŦŦŦ | Quantitative |
39 | Increase in the number of citations of research outcome | (ARC, 2018; Garfield, 2006; S. R. Hanney et al., 2004; Kuruvilla et al., 2006; RAND Europe, 2006; Weiss, 2007) | How many citations are obtained? ŦŦŦ | Quantitative |
40 | Increase in media appearance of researchers or research organizations for their findings and its relation to the public | (Kuruvilla et al., 2006; Lewison, 2003) | How many times appeared in media? | Quantitative |
41 | Popularity and acceptance of research-based knowledge and techniques in masses (e.g. change in community-based health practice or education system) | (Kalucy et al., 2009; Kuruvilla et al., 2006; Lewison, 2003; Pang et al., 2003; Weiss, 2007) | Yes / NoŦ | Qualitative |
42 | Participation of researchers as a member of the research journal editorial board or become a journal editor | (Kuruvilla et al., 2006) | Yes / NoŦ | Qualitative |
43 | Dissemination and reach of research outcome to more audiences | (Kalucy et al., 2009; Kuruvilla et al., 2006; Weiss, 2007) | Yes / NoŦ | Qualitative |
44 | IF2-Index | (Boell & Wilson, 2010) | Index Value ŦŦŦ | Quantitative |
45 | h-Index | (Hirsch, 2005) | Index Value ŦŦŦ | Quantitative |
46 | Contemporary h-Index | (Sidiropoulos, Katsaros, & Manolopoulos, 2007) | Index Value ŦŦŦ | Quantitative |
47 | Individual h-Index | (Harzing, 2010) | Index Value ŦŦŦ | Quantitative |
48 | Hi-Index | (Zhai, Yan, & Zhu, 2013) | Index Value ŦŦŦ | Quantitative |
49 | H2-Index | (Vanclay & Bornmann, 2012) | Index Value ŦŦŦ | Quantitative |
50 | M-Quotient | (Hirsch, 2005) | Index Value ŦŦŦ | Quantitative |
51 | G-Index | (Egghe, 2006) | Index Value ŦŦŦ | Quantitative |
52 | Y-Index | (Fu & Ho, 2014) | Index Value ŦŦŦ | Quantitative |
53 | PRP-Index | (Vinkler, 2014) | Index Value ŦŦŦ | Quantitative |
54 | IFQ2A index | (Torres-Salinas, Moreno-Torres, Delgado-López-Cózar, & Herrera, 2011) | Index Value ŦŦŦ | Quantitative |
55 | DCI-Index | (Järvelin & Persson, 2008) | Index Value ŦŦŦ | Quantitative |
56 | R-& AR-Indices | (Jin, Liang, Rousseau, & Egghe, 2007) | Index Value ŦŦŦ | Quantitative |
57 | AHP Index | (Wang, Wen, & Liu, 2016) | Index Value ŦŦŦ | Quantitative |
58 | Altmetric | (A. E. Williams, 2017) | Altmetric Attention Score | Quantitative |
59 | STAR Metrics | (Largent & Lane, 2012) | Index Value | Quantitative |
60 | ResearchGate-Score | (Hoffmann, Lutz, & Meckel, 2016) | Index Value ŦŦŦ | Quantitative |
61 | Crown indicator | (Moed, De Bruin, & Van Leeuwen, 1995) | Index Value ŦŦŦ | Quantitative |
62 | Societal Quality Score | (Mostert, Ellenbroek, Meijer, van Ark, & Klasen, 2010) | Index Value | Quantitative |
63 | PlumX Metrics | (Lindsay, 2016) | Index Value ŦŦŦ | Quantitative |
64 | Positive reviews of creative publications and performances | (Grant, Brutscher, Kirk, Butler, & Wooding, 2010) | Yes / NoŦ | Qualitative |
65 | Non-academic publications in government reports | (Penfield, Baker, Scoble, & Wykes, 2014) | How many publications are done in government reports? | Quantitative |
66 | Non-academic citations in government reports | (Penfield et al., 2014) | How many citations are made in government reports? | Quantitative |
67 | Number of industrial contracts | (ARC, 2018) | How many industrial contracts are obtained? | Quantitative |
68 | Amount of industrial and academic funding | (ARC, 2018) | How much funding is secured? | Quantitative |
69 | Community awareness of research; Collaborative projects with end users | (S. Hanney et al., 2007) | Yes / NoŦ | Qualitative |
70 | Facilitation and participation in expert panels for research enquiries; external institution; steering committees and advisory boards | (S. Hanney et al., 2007) | Yes / NoŦŦ | Mixed |
71 | Use of research outcomes, discoveries or clinical trials as a best practice | (Lewison, 2003; W. M. Trochim et al., 2008; Woolf, 2008) | Yes / NoŦ | Qualitative |
72 | Use of research outcome in efficiency and better performance of services | (Woolf, 2008) | Yes / NoŦ | Qualitative |
73 | Provision of diversified and efficient intervention and treatment options for clinicians | (Dougherty & Conway, 2008) | Yes / NoŦ | Qualitative |
74 | Improved client care | (Heller & de Melo-Martín, 2009; Kuruvilla et al., 2006; Mankoff et al., 2004; Pang et al., 2003; Pober et al., 2001; W. Trochim et al., 2011; Weiss, 2007; Westfall et al., 2007) | Yes / NoŦ | Qualitative |
75 | The decrease in events of work-environment mistakes | (Donaldson, Rutledge, & Ashley, 2004) | What is the decrease rate of work-environment mistakes? | Quantitative |
76 | Increase in the provision of training of healthcare improvement from the healthcare providers to the support staff | (S. R. Hanney et al., 2004; Mankoff et al., 2004; Pober et al., 2001; Sung et al., 2003) | How many support staff are trained? | Quantitative |
77 | Improvement in technologies and information systems for social applications | (B. Haynes & A. Haines, 1998; Kuruvilla et al., 2006) | Yes / NoŦ | Qualitative |
78 | Increase in training development for system improvement | (S. R. Hanney et al., 2004; Kuruvilla et al., 2006; Lewison, 2003; Mankoff et al., 2004; Pober et al., 2001; Sung et al., 2003) | How many trainings are developed for healthcare improvements? | Quantitative |
79 | Creation of prevention methods for clinical practice | (Heller & de Melo-Martín, 2009; Kuruvilla et al., 2006; Mankoff et al., 2004; Pang et al., 2003; Pober et al., 2001; W. Trochim et al., 2011; Weiss, 2007; Westfall et al., 2007) | Yes / NoŦ | Qualitative |
80 | Adapting evidence-based practices | (Donaldson et al., 2004; Dougherty & Conway, 2008; Grant, Cottrell, Cluzeau, & Fawcett, 2000; Kuruvilla et al., 2006; Westfall et al., 2007) | Yes / NoŦ | Qualitative |
81 | Improvement in patient outcomes | (Donaldson et al., 2004; Dougherty & Conway, 2008; Lewison, 2003; Weiss, 2007) | Yes / NoŦ | Qualitative |
82 | Improvement in health behaviours enthusiasm of patients and general masses | (Kuruvilla et al., 2006; Lewison, 2003; Woolf, 2008) | Yes / NoŦ | Qualitative |
83 | Development and promulgation of guidelines and policies | (Dougherty & Conway, 2008; Grant et al., 2000; S. R. Hanney et al., 2004; Brian Haynes & Andrew Haines, 1998; Kuruvilla et al., 2006; Lewison, 2003; Pang et al., 2003; W. Trochim et al., 2011) | Yes / NoŦ | Qualitative |
84 | Progress in personal circumstances-based healthcare e.g. based on genetic sequencing | (Mankoff et al., 2004; Zerhouni, 2007) | Yes / NoŦ | Qualitative |
85 | Strengthening of service-client relationship | (Woolf, 2008) | Yes / NoŦ | Qualitative |
86 | Research outcome translation into medical practice for improvement | (Dougherty & Conway, 2008; Kessler & Glasgow, 2011) | Yes / NoŦ | Qualitative |
87 | Strengthening human protection through improved policies and better procedures | (Weiss, 2007) | Yes / NoŦ | Qualitative |
88 | Improvement in regulation for introducing advanced technologies, tools and techniques | (Lewison, 2003) | Yes / NoŦ | Qualitative |
89 | Compliance of ethical guidelines in research | (Kuruvilla et al., 2006; Weiss, 2007) | Yes / NoŦ | Qualitative |
90 | Development of community-based awareness | (Sarli et al., 2010) | Yes / NoŦ | Qualitative |
91 | Betterment of policies, guidelines and reimbursement systems for service providers | (Sarli et al., 2010) | Yes / NoŦ | Qualitative |
92 | Increased empowerment of service users | (Kuruvilla et al., 2006) | Yes / NoŦ | Qualitative |
93 | Support of research outcome and information for political decision and policy-making | (Buxton & Hanney, 1996; B. Haynes & A. Haines, 1998; Kalucy et al., 2009; Pang et al., 2003) | Yes / NoŦ | Qualitative |
94 | Improved public awareness about the environment and culture, Public behaviour change and advocacy; Increased literacy and numeracy rates | (Grant et al., 2010; Raftery et al., 2016) | Yes / NoŦ | Qualitative |
95 | Improvement in health literacy of health users and patients | (Kuruvilla et al., 2006; Pang et al., 2003) | Yes / NoŦ | Qualitative |
96 | Improvement in health status of health users and patients | (Dougherty & Conway, 2008; Kuruvilla et al., 2006; Weiss, 2007) | Yes / NoŦ | Qualitative |
97 | Establishment of public health, education or any other social schemes for a region | (Woolf, 2008) | Yes / NoŦ | Qualitative |
98 | The decrease in social disparities | (Heller & de Melo-Martín, 2009; Kuruvilla et al., 2006; Zerhouni, 2007) | Yes / NoŦ | Qualitative |
99 | Improvement in inter-organizational coordination for betterment in social sector | (Sarli et al., 2010) | Yes / NoŦ | Qualitative |
100 | Increase in planning efforts and program implementation related to social issues | (Heller & de Melo-Martín, 2009; Woolf, 2008) | Yes / NoŦ | Qualitative |
101 | Improvement in health user about health research | (Weiss, 2007) | Yes / NoŦ | Qualitative |
102 | Increased empowerment and knowledge of health users about health issues | (Kuruvilla et al., 2006; Weiss, 2007) | Yes / NoŦ | Qualitative |
103 | Better communication and perception of health users about health risks | (Kuruvilla et al., 2006; Pober et al., 2001; Weiss, 2007) | Yes / NoŦ | Qualitative |
104 | Expansion of health education, literacy and other social advantages | (Kuruvilla et al., 2006) | Yes / NoŦ | Qualitative |
105 | Improvement in Occupational Health and Safety Environment | (Raftery et al., 2016; V. Williams, Eiseman, Landree, & Adamson, 2009) | Yes / NoŦ | Qualitative |
106 | Disuse the law for obsoleting the existing method of drug approval | (Maliha, 2018) | Yes / NoŦ | Qualitative |
107 | Commercialization of new discovery, product or technology | (Kuruvilla et al., 2006; Lavis et al., 2003; Woolf, 2008) | Yes / NoŦ | Qualitative |
108 | Improvement in cost reducing techniques and effectiveness | (Kuruvilla et al., 2006) | Yes / NoŦ | Qualitative |
109 | Improvement in economic gains such as increased employment, health cost cut | (Aries & Sclar, 1998; S. R. Hanney et al., 2004; Kalucy et al., 2009; Kuruvilla et al., 2006; RAND Europe, 2006; Weiss, 2007) | Yes / NoŦŦ | Mixed |
110 | Development of new job opportunities and growth in the specific economic sector or geographical region | (Aries & Sclar, 1998) | Yes / NoŦŦ | Mixed |
111 | Development of medicinal products and therapeutic procedures | (S. Hanney et al., 2007; Sarli et al., 2010) | How many products or procedures are developed? | Quantitative |
112 | Improvement in a business environment, commercialization, technology incubation, products and processes | (Buxton & Hanney, 1996) | Yes / NoŦ | Qualitative |
113 | Reduction in work loss due to illness and increased benefits from a healthy workforce | (CAHS, 2009) | Yes / NoŦ | Qualitative |
114 | Increased Royalties, employment, Licences; creative works commissioned | (Grant et al., 2010) | Yes / NoŦŦ | Mixed |
115 | Creation of new knowledge about sustainable development and environmental protection for better future of the world | (Kuruvilla et al., 2006) | Yes / NoŦ | Qualitative |
116 | Improved environmental quality and sustainability | (Engel-Cox, Van Houten, Phelps, & Rose, 2008) | Yes / NoŦ | Qualitative |
117 | Reduced emissions; regeneration or arrested degradation of natural resources | (Raftery et al., 2016) | Yes / NoŦŦ | Mixed |
118 | Improved awareness of environmental impacts and legislation for protection | (CAHS, 2009) | Yes / NoŦ | Qualitative |
119 | development of mitigation methods for reducing environmental hazards and losses from natural disasters | (Grant et al., 2010) | Yes / NoŦŦ | Mixed |
Ŧ In case of Yes, description and justification is needed. ŦŦ In case of Yes, detailed case study with quantitative evidence is needed. ŦŦŦ Bibliometric indicator. |